SOTHEBYS 4
4 · SOTHEBYS · Filed Mar 7, 2017
Insider Transaction Report
Form 4
SOTHEBYSBID
Levine Jane
SVP, WW Director of Compliance
Transactions
- Award
Common Stock
2017-03-05+1,102→ 6,547 total - Exercise/Conversion
Common Stock
2017-03-05+550→ 7,097 total - Tax Payment
Common Stock
2017-03-05$48.20/sh−682$32,872→ 6,415 total - Exercise/Conversion
Restricted Stock Units
2017-03-05−550→ 3,785 total→ Common Stock (550 underlying)
Footnotes (2)
- [F1]Performance share units that have vested and are settled in common stock as a result of the achievement of all or partial financial target.
- [F2]Restricted stock units that have vested and converted into common stock on a one for-one basis. Restricted stock unit vests over a 3 year period in 3 equal annual increments.