HERITAGE COMMERCE CORP 4
4 · HERITAGE COMMERCE CORP · Filed Mar 14, 2017
Insider Transaction Report
Form 4
Kaczmarek Walter Theodore
DirectorCEO and President
Transactions
- Sale
Common Stock
2017-03-10$13.91/sh−5,908$82,151→ 83,019 total - Sale
Common Stock
2017-03-13$14.08/sh−8,092$113,901→ 74,927 total
Holdings
- 41,000(indirect: By IRA)
Common Stock
- 25,000
Standard Employee Option - NSO
Exercise: $23.89From: 2007-05-04Exp: 2017-05-04→ Common Stock (25,000 underlying) - 15,000
Standard Employee Option - NSO
Exercise: $8.07From: 2014-02-27Exp: 2024-02-27→ Common Stock (15,000 underlying)
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.90 to $13.95, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.0675 to $14.1496, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.