4//SEC Filing
HERITAGE COMMERCE CORP 4
Accession 0001127602-17-011596
$HTBKCIK 0001053352operating
Filed
Mar 13, 8:00 PM ET
Accepted
Mar 14, 4:21 PM ET
Size
10.0 KB
Accession
0001127602-17-011596
Insider Transaction Report
Form 4
Kaczmarek Walter Theodore
DirectorCEO and President
Transactions
- Sale
Common Stock
2017-03-10$13.91/sh−5,908$82,151→ 83,019 total - Sale
Common Stock
2017-03-13$14.08/sh−8,092$113,901→ 74,927 total
Holdings
- 41,000(indirect: By IRA)
Common Stock
- 25,000
Standard Employee Option - NSO
Exercise: $23.89From: 2007-05-04Exp: 2017-05-04→ Common Stock (25,000 underlying) - 15,000
Standard Employee Option - NSO
Exercise: $8.07From: 2014-02-27Exp: 2024-02-27→ Common Stock (15,000 underlying)
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.90 to $13.95, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.0675 to $14.1496, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
Documents
Issuer
HERITAGE COMMERCE CORP
CIK 0001053352
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001053352
Filing Metadata
- Form type
- 4
- Filed
- Mar 13, 8:00 PM ET
- Accepted
- Mar 14, 4:21 PM ET
- Size
- 10.0 KB