WELLS FARGO & COMPANY/MN 4
4 · WELLS FARGO & COMPANY/MN · Filed Mar 17, 2017
Insider Transaction Report
Form 4
Codel Franklin R
Sr. Executive Vice President
Transactions
- Exercise/Conversion
Common Stock, $1 2/3 Par Value
2017-03-15+237.617→ 87,340.617 total - Exercise/Conversion
Restricted Share Right
2017-03-15−5,011.7→ 5,010.613 total→ Common Stock, $1 2/3 Par Value (5,011.7 underlying) - Exercise/Conversion
Restricted Share Right
2017-03-15−4,777.986→ 9,555.972 total→ Common Stock, $1 2/3 Par Value (4,777.986 underlying) - Tax Payment
Common Stock, $1 2/3 Par Value
2017-03-15$58.71/sh−2,699.171$158,468→ 82,009 total - Tax Payment
Common Stock, $1 2/3 Par Value
2017-03-15$58.71/sh−2,403.7$141,121→ 84,617 total - Tax Payment
Common Stock, $1 2/3 Par Value
2017-03-15$58.71/sh−2,291.986$134,562→ 87,103 total - Exercise/Conversion
Common Stock, $1 2/3 Par Value
2017-03-15+5,011.7→ 87,020.7 total - Exercise/Conversion
Common Stock, $1 2/3 Par Value
2017-03-15+5,627.171→ 84,708.171 total - Exercise/Conversion
Restricted Share Right
2017-03-15−237.617→ 475.233 total→ Common Stock, $1 2/3 Par Value (237.617 underlying) - Exercise/Conversion
Common Stock, $1 2/3 Par Value
2017-03-15+4,777.986→ 89,394.986 total - Exercise/Conversion
Restricted Share Right
2017-03-15−5,627.171→ 0 total→ Common Stock, $1 2/3 Par Value (5,627.171 underlying) - Tax Payment
Common Stock, $1 2/3 Par Value
2017-03-15$58.71/sh−114.617$6,729→ 87,226 total
Holdings
- 20(indirect: By Children)
Common Stock, $1 2/3 Par Value
- 11,170.751(indirect: By 401(k))
Common Stock, $1 2/3 Par Value
Footnotes (10)
- [F1]Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2017. Original grant date was 2/26/2013. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
- [F10]These RSRs vest in three installments: one-third on 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2015 annual incentive compensation award.
- [F2]Number of shares represents a RSR vesting on 3/15/2017. Original grant date was 2/25/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
- [F3]Number of shares represents a RSR vesting on 3/15/2017. Original grant date was 2/24/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
- [F4]Number of shares represents a RSR vesting on 3/15/2017. Original grant date was 2/23/2016. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
- [F5]Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2017, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
- [F6]Each RSR represents a contingent right to receive one share of Company common stock.
- [F7]These RSRs vest in four installments: one-fourth on 3/15/2014, 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
- [F8]These RSRs vest in four installments: one-fourth on 3/15/2015, 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
- [F9]These RSRs vest in four installments: one-fourth on 3/15/2016, 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.