4//SEC Filing
Voya Financial, Inc. 4
Accession 0001127602-17-013071
$VOYACIK 0001535929operating
Filed
Mar 27, 8:00 PM ET
Accepted
Mar 28, 5:51 PM ET
Size
11.6 KB
Accession
0001127602-17-013071
Insider Transaction Report
Form 4
Karaoglan Alain M
See Remarks
Transactions
- Exercise/Conversion
Common Stock
2017-03-27+12,236→ 47,055 total - Tax Payment
Common Stock
2017-03-27$36.98/sh−6,831$252,610→ 40,224 total - Exercise/Conversion
Restricted Stock Units
2017-03-27−12,236→ 74,641 total→ Common Stock (12,236 underlying) - Sale
Common Stock
2017-03-28$37.26/sh−5,405$201,410→ 34,819 total
Holdings
- 87,725
Performance Stock Unit
→ Common Stock (87,725 underlying)
Footnotes (5)
- [F1]Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
- [F2]The shares being sold are vested equity awards granted in 2013 with respect to the 2012 performance year.
- [F3]The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
- [F4]The stock units will vest based on their respective award agreements.
- [F5]The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date can range from 0% to 150% of the number presented above.
Documents
Issuer
Voya Financial, Inc.
CIK 0001535929
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001535929
Filing Metadata
- Form type
- 4
- Filed
- Mar 27, 8:00 PM ET
- Accepted
- Mar 28, 5:51 PM ET
- Size
- 11.6 KB