4//SEC Filing
ENTERPRISE FINANCIAL SERVICES CORP 4
Accession 0001127602-17-014418
$EFSCCIK 0001025835operating
Filed
Apr 5, 8:00 PM ET
Accepted
Apr 6, 9:25 AM ET
Size
15.2 KB
Accession
0001127602-17-014418
Insider Transaction Report
Form 4
BENOIST PETER
Chairman
Transactions
- Sale
Common Stock
2017-04-05$42.54/sh−13,738$584,415→ 163,494 total(indirect: By Trust)
Holdings
- 26,219
Common Stock
- 1,184(indirect: 401 (k) Plan)
Common Stock
- 24,272(indirect: By Trust)
Common Stock
- 280
Restricted Share Units
→ Common Stock (280 underlying) - 3,970
Non Qualified Stock Option (Right to Buy)
Exercise: $22.90From: 2011-01-05Exp: 2018-01-05→ Common Stock (3,970 underlying) - 16,508
Stock Settled Stock Appreciation Rights
Exercise: $25.63From: 2007-12-15Exp: 2017-06-15→ Common Stock (16,508 underlying) - 43,178
Stock Settled Stock Appreciation Rights
Exercise: $20.63From: 2008-12-15Exp: 2018-06-13→ Common Stock (43,178 underlying) - 50,000
Stock Settled Stock Appreciation Rights
Exercise: $21.49From: 2009-09-24Exp: 2018-09-24→ Common Stock (50,000 underlying)
Footnotes (8)
- [F1]This transaction is pursuant to a 10b5-1 plan.
- [F2]The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
- [F3]Options vest 33% per year for three years
- [F4]The RSUs were granted pursuant to the Company's 2002 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F5]The RSUs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing in the calendar year of the grant. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F6]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employement of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2007.
- [F7]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 20% annually over five years, subject to continued employment of the reporting person. Vesting occurs on December 15 of each year, commencing December 15, 2008.
- [F8]Each SSAR consists of the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. The SSARs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on September 24 of each year, commencing September 24, 2009.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001025835
Filing Metadata
- Form type
- 4
- Filed
- Apr 5, 8:00 PM ET
- Accepted
- Apr 6, 9:25 AM ET
- Size
- 15.2 KB