TOMPKINS FINANCIAL CORP 4
4 · TOMPKINS FINANCIAL CORP · Filed Apr 10, 2017
Insider Transaction Report
Form 4
Henry Susan A
Director
Transactions
- Award
Phantom Stock
2017-04-07$78.55/sh+142.664$11,206→ 5,892.024 total→ Common Stock (142.664 underlying)
Footnotes (2)
- [F1]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
- [F2]Includes shares acquired through reinvestment of quarterly dividends.