Home/Filings/4/0001127602-17-016866
4//SEC Filing

HERITAGE COMMERCE CORP 4

Accession 0001127602-17-016866

$HTBKCIK 0001053352operating

Filed

May 3, 8:00 PM ET

Accepted

May 4, 4:36 PM ET

Size

13.6 KB

Accession

0001127602-17-016866

Insider Transaction Report

Form 4
Period: 2017-05-02
Transactions
  • Award

    Common Stock

    2017-05-02+1,38182,438 total
Holdings
  • Common Stock

    (indirect: By Foundation)
    4,000
  • Common Stock

    (indirect: By Spouse)
    3,000
  • Standard Employee Option - NSO

    Exercise: $6.57From: 2013-04-30Exp: 2023-04-30Common Stock (2,169 underlying)
    2,169
  • Common Stock

    (indirect: By Spouse)
    3,000
  • Common Stock

    (indirect: By IRA)
    2,000
  • Common Stock

    (indirect: Indirect By Other Beneficiary Type)
    16,300
  • Common Stock

    (indirect: By Trust)
    2,900
  • Common Stock

    (indirect: By IRA)
    3,500
  • Standard Employee Option - NSO

    Exercise: $6.39From: 2012-05-01Exp: 2022-05-01Common Stock (1,172 underlying)
    1,172
  • Common Stock

    (indirect: By LLC)
    7,000
  • Standard Employee Option - NSO

    Exercise: $8.07From: 2014-02-27Exp: 2024-02-27Common Stock (3,004 underlying)
    3,004
Footnotes (1)
  • [F1]Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the Company.

Issuer

HERITAGE COMMERCE CORP

CIK 0001053352

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0001053352

Filing Metadata

Form type
4
Filed
May 3, 8:00 PM ET
Accepted
May 4, 4:36 PM ET
Size
13.6 KB