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$HTBK·4

HERITAGE COMMERCE CORP · May 4, 4:36 PM ET

HERITAGE COMMERCE CORP 4

4 · HERITAGE COMMERCE CORP · Filed May 4, 2017

Insider Transaction Report

Form 4
Period: 2017-05-02
HERITAGE COMMERCE CORPHTBK
Hallgrimson Steven L.
Director
Transactions
  • Award

    Common Stock

    2017-05-02+1,381→ 82,438 total
Holdings

  • Common Stock

    (indirect: By Foundation)
    4,000

  • Common Stock

    (indirect: By Spouse)
    3,000

  • Standard Employee Option - NSO

    Exercise: $6.57From: 2013-04-30Exp: 2023-04-30→ Common Stock (2,169 underlying)
    2,169

  • Common Stock

    (indirect: By Spouse)
    3,000

  • Common Stock

    (indirect: By IRA)
    2,000

  • Common Stock

    (indirect: Indirect By Other Beneficiary Type)
    16,300

  • Common Stock

    (indirect: By Trust)
    2,900

  • Common Stock

    (indirect: By IRA)
    3,500

  • Standard Employee Option - NSO

    Exercise: $6.39From: 2012-05-01Exp: 2022-05-01→ Common Stock (1,172 underlying)
    1,172

  • Common Stock

    (indirect: By LLC)
    7,000

  • Standard Employee Option - NSO

    Exercise: $8.07From: 2014-02-27Exp: 2024-02-27→ Common Stock (3,004 underlying)
    3,004
Footnotes (1)
  • [F1]Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the Company.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT