Home/Filings/4/0001127602-17-016875
4//SEC Filing

HERITAGE COMMERCE CORP 4

Accession 0001127602-17-016875

$HTBKCIK 0001053352operating

Filed

May 3, 8:00 PM ET

Accepted

May 4, 4:45 PM ET

Size

15.1 KB

Accession

0001127602-17-016875

Insider Transaction Report

Form 4
Period: 2017-05-02
Transactions
  • Award

    Common Stock

    2017-05-02+1,381599,168 total
Holdings
  • Common Stock

    (indirect: Indirect By Other Beneficiary Type)
    4,560
  • Common Stock

    (indirect: Indirect By Son Or Daughter)
    2,733
  • Common Stock

    (indirect: By Trust)
    1,200
  • Standard Employee Option - NSO

    Exercise: $23.89From: 2007-05-04Exp: 2017-05-04Common Stock (4,500 underlying)
    4,500
  • Standard Employee Option - NSO

    Exercise: $7.43From: 2009-05-04Exp: 2019-05-04Common Stock (3,500 underlying)
    3,500
  • Standard Employee Option - NSO

    Exercise: $3.57From: 2010-07-26Exp: 2020-07-26Common Stock (3,500 underlying)
    3,500
  • Standard Employee Option - NSO

    Exercise: $5.16From: 2011-06-16Exp: 2021-06-16Common Stock (4,500 underlying)
    4,500
  • Standard Employee Option - NSO

    Exercise: $6.39From: 2012-05-01Exp: 2022-05-01Common Stock (4,500 underlying)
    4,500
  • Standard Employee Option - NSO

    Exercise: $6.57From: 2013-04-30Exp: 2023-04-30Common Stock (4,500 underlying)
    4,500
  • Standard Employee Option - NSO

    Exercise: $8.07From: 2014-02-27Exp: 2024-02-27Common Stock (4,500 underlying)
    4,500
Footnotes (1)
  • [F1]Restricted stock award vests at the first anniversary of the grant date, subject to continuous employment with the Company.

Issuer

HERITAGE COMMERCE CORP

CIK 0001053352

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0001053352

Filing Metadata

Form type
4
Filed
May 3, 8:00 PM ET
Accepted
May 4, 4:45 PM ET
Size
15.1 KB