Johnson Controls International plc 4
4 · Johnson Controls International plc · Filed May 10, 2017
Insider Transaction Report
Form 4
Molinaroli Alex A
Chairman & CEO
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2017-05-09−97,678→ 0 totalExercise: $37.05From: 2009-10-01Exp: 2017-10-01→ Ordinary Shares (97,678 underlying) - Sale
Ordinary Shares
2017-05-09$41.96/sh−6,335$265,798→ 1,296,407.02 total - Exercise/Conversion
Ordinary Shares
2017-05-09$37.05/sh+97,678$3,618,970→ 1,394,085.02 total - Disposition to Issuer
Ordinary Shares
2017-05-09$41.97/sh−97,678$4,099,692→ 1,296,407.02 total
Holdings
- 26,329(indirect: By Trust)
Ordinary Shares
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.85 to $42.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.86 to $42.13, inclusive. The reporting person undertakes to provide to the issuer, any securityholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4.
- [F3]The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.