CORNING INC /NY 4
4 · CORNING INC /NY · Filed May 22, 2017
Insider Transaction Report
Form 4
Ferrero Lisa
Senior Vice President & CAO
Transactions
- Exercise/Conversion
Common Stock
2017-05-22$24.61/sh+9,000$221,490→ 52,808 total - Exercise/Conversion
Common Stock
2017-05-22$26.73/sh+500$13,365→ 16,808 total - Exercise/Conversion
Common Stock
2017-05-22$23.37/sh+9,000$210,330→ 43,808 total - Exercise/Conversion
Common Stock - Held by Spouse
2017-05-22$24.92/sh+10,000$249,200→ 10,000 total(indirect: By Spouse) - Exercise/Conversion
Common Stock - Held by Spouse
2017-05-22$23.37/sh+5,000$116,850→ 15,000 total(indirect: By Spouse) - Sale
Common Stock - Held by Spouse
2017-05-22$29.09/sh−20,000$581,860→ 0 total(indirect: By Spouse) - Exercise/Conversion
Common Stock
2017-05-22$24.92/sh+18,000$448,560→ 34,808 total - Exercise/Conversion
Stock Options (Right to Buy)
2017-05-22−500→ 0 totalExercise: $26.73From: 2008-07-18Exp: 2017-07-17→ Common Stock (500 underlying) - Exercise/Conversion
Stock Options (Right to Buy)
2017-05-22−9,000→ 0 totalExercise: $23.37From: 2010-01-02Exp: 2018-01-01→ Common Stock (9,000 underlying) - Exercise/Conversion
Stock Options (Right to Buy)
2017-05-22−5,000→ 0 total(indirect: By Spouse)Exercise: $23.37From: 2010-01-02Exp: 2018-01-01→ Common Stock (5,000 underlying) - Exercise/Conversion
Stock Options (Right to Buy)
2017-05-22−5,000→ 0 total(indirect: By Spouse)Exercise: $24.61From: 2011-02-01Exp: 2018-01-31→ Common Stock (5,000 underlying) - Sale
Common Stock
2017-05-22$29.09/sh−36,500$1,061,679→ 16,308 total - Exercise/Conversion
Common Stock - Held by Spouse
2017-05-22$24.61/sh+5,000$123,050→ 20,000 total(indirect: By Spouse) - Exercise/Conversion
Stock Options (Right to Buy)
2017-05-22−18,000→ 0 totalExercise: $24.92From: 2008-12-05Exp: 2017-12-04→ Common Stock (18,000 underlying) - Exercise/Conversion
Stock Options (Right to Buy)
2017-05-22−9,000→ 0 totalExercise: $24.61From: 2011-02-01Exp: 2018-01-31→ Common Stock (9,000 underlying) - Exercise/Conversion
Stock Options (Right to Buy)
2017-05-22−10,000→ 0 total(indirect: By Spouse)Exercise: $24.92From: 2008-12-05Exp: 2017-12-04→ Common Stock (10,000 underlying)
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.02 to $29.155, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
- [F2]The Reporting Person disclaims beneficial ownership of all securities held by spouse.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.091 to $29.11, inclusive. The reporting person undertakes to provide to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.