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4//SEC Filing

PRIVATEBANCORP, INC 4

Accession 0001127602-17-022217

CIK 0000889936operating

Filed

Jun 26, 8:00 PM ET

Accepted

Jun 27, 2:12 PM ET

Size

10.9 KB

Accession

0001127602-17-022217

Insider Transaction Report

Form 4
Period: 2017-06-23
Richman Larry D.
DirectorPresident and CEO
Transactions
  • Disposition to Issuer

    Common Stock

    2017-06-23589,210.430 total
  • Disposition to Issuer

    Option To Purchase Common Stock

    2017-06-2325,5080 total
    Exercise: $35.16From: 2018-03-01Exp: 2025-02-20Common Stock (25,508 underlying)
  • Disposition to Issuer

    Option To Purchase Common Stock

    2017-06-2333,7220 total
    Exercise: $34.13From: 2019-03-01Exp: 2026-02-19Common Stock (33,722 underlying)
Footnotes (3)
  • [F1]Represents 320,500.43 shares of issuer common stock, 89,320 unvested restricted stock units, 109,623 vested restricted stock units, 23,073 shares of common stock issuable under performance share units granted to the reporting person in 2013, 39,128 shares of common stock issuable under performance share units granted to the reporting person in 2014 and 7,566 shares of common stock issuable under performance share units granted to the reporting person in 2015. Pursuant to the Agreement and Plan of Merger among Canadian Imperial Bank of Commerce ("CIBC"), CIBC Holdco Inc. and the issuer, dated June 29, 2016, as amended (the "Merger Agreement"), each share of common stock of the issuer was converted into the right to receive: (i) $27.20 in cash; and (ii) 0.4176 common shares of CIBC. The closing price of CIBC common stock on June 22, 2017, the last trading day prior to the effective time of the merger, was $80.95 per share. Pursuant to the Merger Agreement, each unvested restricted stock unit award was converted into a cash-settled CIBC restricted stock unit award relating to 0.7572 CIBC common shares. Pursuant to the Merger Agreement, each vested restricted stock unit award was cancelled and converted into the right to receive a cash payment of $60.6452. Pursuant to the Merger Agreement, each performance share unit granted to the reporting person in 2013 was converted into a cash-settled CIBC restricted stock unit award relating to 0.7572 CIBC common shares. Pursuant to the Merger Agreement, each performance share unit granted to the reporting person in 2014 was cancelled and converted into the right to receive a cash payment of $60.6452. Pursuant to the Merger Agreement, each performance share unit granted to the reporting person in 2015 was converted on the Effective Date into a cash-settled CIBC restricted stock unit award relating to 0.7572 CIBC common shares.
  • [F2]Pursuant to the Merger Agreement, each stock option was converted into an option to purchase 0.7572 shares of CIBC common stock for $46.43 per share.
  • [F3]Pursuant to the Merger Agreement, each stock option was converted into an option to purchase 0.7572 shares of CIBC common stock for $45.07 per share.

Issuer

PRIVATEBANCORP, INC

CIK 0000889936

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000889936

Filing Metadata

Form type
4
Filed
Jun 26, 8:00 PM ET
Accepted
Jun 27, 2:12 PM ET
Size
10.9 KB