Home/Filings/4/0001127602-17-022233
4//SEC Filing

PRIVATEBANCORP, INC 4

Accession 0001127602-17-022233

CIK 0000889936operating

Filed

Jun 26, 8:00 PM ET

Accepted

Jun 27, 3:55 PM ET

Size

12.3 KB

Accession

0001127602-17-022233

Insider Transaction Report

Form 4
Period: 2017-06-23
Lubin Bruce S.
Pres. of IL Commercial Banking
Transactions
  • Disposition to Issuer

    Option To Purchase Common Stock

    2017-06-236,6960 total
    Exercise: $35.16From: 2018-03-01Exp: 2025-02-20Common Stock (6,696 underlying)
  • Disposition to Issuer

    Option To Purchase Common Stock

    2017-06-236,7440 total
    Exercise: $34.13From: 2019-03-01Exp: 2026-02-19Common Stock (6,744 underlying)
  • Gift

    Common Stock

    2017-06-206,000146,790 total
  • Disposition to Issuer

    Common Stock

    2017-06-23146,7900 total
Footnotes (3)
  • [F1]Represents 93,734 shares of issuer common stock, 18,901 unvested restricted stock units, 10,718 vested restricted stock units, 8,131 shares of common stock issuable under performance share units granted to the reporting person in 2013, 13,320 shares of common stock issuable under performance share units granted to the reporting person in 2014 and 1,986 shares of common stock issuable under performance share units granted to the reporting person in 2015. Pursuant to the Agreement and Plan of Merger among Canadian Imperial Bank of Commerce ("CIBC"), CIBC Holdco Inc. and the issuer, dated June 29, 2016, as amended (the "Merger Agreement"), each share of common stock of the issuer was converted into the right to receive: (i) $27.20 in cash; and (ii) 0.4176 common shares of CIBC. The closing price of CIBC common stock on June 22, 2017, the last trading day prior to the effective time of the merger, was $80.95 per share. Pursuant to the Merger Agreement, each unvested restricted stock unit award was converted into a cash-settled CIBC restricted stock unit award relating to 0.7572 CIBC common shares. Pursuant to the Merger Agreement, each vested restricted stock unit award was cancelled and converted into the right to receive a cash payment of $60.6452. Pursuant to the Merger Agreement, each performance share unit granted to the reporting person in 2013 was converted into a cash-settled CIBC restricted stock unit award relating to 0.7572 CIBC common shares. Pursuant to the Merger Agreement, each performance share unit granted to the reporting person in 2014 was cancelled and converted into the right to receive a cash payment of $60.6452. Pursuant to the Merger Agreement, each performance share unit granted to the reporting person in 2015 was converted on the Effective Date into a cash-settled CIBC restricted stock unit award relating to 0.7572 CIBC common shares.
  • [F2]Pursuant to the Merger Agreement, each stock option was converted into an option to purchase 0.7572 shares of CIBC common stock for $46.43 per share.
  • [F3]Pursuant to the Merger Agreement, each stock option was converted into an option to purchase 0.7572 shares of CIBC common stock for $45.07 per share.

Issuer

PRIVATEBANCORP, INC

CIK 0000889936

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000889936

Filing Metadata

Form type
4
Filed
Jun 26, 8:00 PM ET
Accepted
Jun 27, 3:55 PM ET
Size
12.3 KB