Home/Filings/4/0001127602-17-031558
4//SEC Filing

LINEN JONATHAN S 4

Accession 0001127602-17-031558

CIK 0001673358other

Filed

Nov 6, 7:00 PM ET

Accepted

Nov 7, 9:01 PM ET

Size

12.4 KB

Accession

0001127602-17-031558

Insider Transaction Report

Form 4
Period: 2017-11-03
Transactions
  • Gift

    Common Stock

    2017-06-07610 total(indirect: By Spouse)
  • Gift

    Common Stock

    2017-06-07+6127,240 total
  • Exercise/Conversion

    Stock Appreciation Right

    2017-11-033,4640 total
    Exercise: $11.66Exp: 2017-11-06Common Stock (3,464 underlying)
  • Exercise/Conversion

    Common Stock

    2017-11-03$11.66/sh+3,464$40,39042,208 total
  • Disposition to Issuer

    Common Stock

    2017-11-03$41.58/sh972$40,41641,236 total
Holdings
  • Common Stock

    (indirect: By Trust)
    10,000
Footnotes (3)
  • [F1]This transaction involved a gift of securities by the Reporting Person's spouse to the Reporting Person. Also, the total number of shares reflects a correction of a prior inadvertent error regarding total securities beneficially owned by the Reporting Person's spouse.
  • [F2]Reflects transactions previously reported on Form 4s for the Reporting Person since June 2017. Also includes 5,864 shares previously held indirectly in the Reporting Person's 2015 Grantor Retained Annuity Trust #2, which were distributed to the Reporting Person's revocable trust in September 2017, and are now owned directly by the Reporting Person.
  • [F3]Vested in full.

Issuer

Yum China Holdings, Inc.

CIK 0001673358

Entity typeother

Related Parties

1
  • filerCIK 0001188723

Filing Metadata

Form type
4
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 9:01 PM ET
Size
12.4 KB