LINEN JONATHAN S 4
4 · Yum China Holdings, Inc. · Filed Nov 7, 2017
Insider Transaction Report
Form 4
LINEN JONATHAN S
Director
Transactions
- Gift
Common Stock
2017-06-07−61→ 0 total(indirect: By Spouse) - Gift
Common Stock
2017-06-07+61→ 27,240 total - Exercise/Conversion
Stock Appreciation Right
2017-11-03−3,464→ 0 totalExercise: $11.66Exp: 2017-11-06→ Common Stock (3,464 underlying) - Exercise/Conversion
Common Stock
2017-11-03$11.66/sh+3,464$40,390→ 42,208 total - Disposition to Issuer
Common Stock
2017-11-03$41.58/sh−972$40,416→ 41,236 total
Holdings
- 10,000(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]This transaction involved a gift of securities by the Reporting Person's spouse to the Reporting Person. Also, the total number of shares reflects a correction of a prior inadvertent error regarding total securities beneficially owned by the Reporting Person's spouse.
- [F2]Reflects transactions previously reported on Form 4s for the Reporting Person since June 2017. Also includes 5,864 shares previously held indirectly in the Reporting Person's 2015 Grantor Retained Annuity Trust #2, which were distributed to the Reporting Person's revocable trust in September 2017, and are now owned directly by the Reporting Person.
- [F3]Vested in full.