4//SEC Filing
SCHULTZ HOWARD D 4
Accession 0001127602-17-032462
CIK 0000829224other
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 6:49 PM ET
Size
13.9 KB
Accession
0001127602-17-032462
Insider Transaction Report
Form 4
STARBUCKS CORPSBUX
SCHULTZ HOWARD D
Directorchairman, president and ceo
Transactions
- Sale
Common Stock
2017-11-15$57.03/sh−290,176$16,548,418→ 29,872,564 total - Award
Common Stock
2017-11-14+83,553→ 29,872,564 total - Exercise/Conversion
Common Stock
2017-11-15$11.44/sh+290,176$3,318,163→ 30,162,740 total - Exercise/Conversion
Non-qualified Stock Option (Right to Buy)
2017-11-15−290,176→ 784,050 totalExercise: $11.44Exp: 2017-11-19→ Common Stock (290,176 underlying)
Holdings
- 2,000,000(indirect: By Spouse)
Common Stock
- 550,181(indirect: By LLC)
Common Stock
- 2,000,000(indirect: by GRAT)
Common Stock
- 1,060,000(indirect: by GRAT)
Common Stock
- 1,060,000(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Restricted Stock Units ("RSUs") earned on the achievement of performance goals under performance-based RSUs granted on November 16, 2015. The RSUs are scheduled to vest, subject to continued employment, as follows; 41,777 shares on November 16, 2017 and 41,776 shares on November 16, 2018.
- [F2]This transaction was executed in multiple trades at prices ranging from $57.025 to $57.03. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]The option, representing the right to buy a total of 1,374,226 shares, became exercisable in an increment of 343,558 shares on November 19, 2008, and increments of 343,556 shares each on November 19, 2009, November 19, 2010 and November 19, 2011. The exercise price and number of shares subject to the option were adjusted in accordance with the terms of the stock option plan to reflect the 2-for-1 stock split that occurred on April 9, 2015.
Documents
Issuer
STARBUCKS CORP
CIK 0000829224
Entity typeother
Related Parties
1- filerCIK 0000901737
Filing Metadata
- Form type
- 4
- Filed
- Nov 15, 7:00 PM ET
- Accepted
- Nov 16, 6:49 PM ET
- Size
- 13.9 KB