Codel Franklin R 4
4 · WELLS FARGO & COMPANY/MN · Filed Nov 17, 2017
Insider Transaction Report
Form 4
Codel Franklin R
Sr. Executive Vice President
Transactions
- Disposition to Issuer
Restricted Share Right
2017-11-15−9,699.348→ 0 total→ Common Stock, $1 2/3 Par Value (9,699.348 underlying) - Disposition to Issuer
Restricted Share Right
2017-11-15−730.803→ 0 total→ Common Stock, $1 2/3 Par Value (730.803 underlying) - Disposition to Issuer
Restricted Share Right
2017-11-15−482.364→ 0 total→ Common Stock, $1 2/3 Par Value (482.364 underlying) - Disposition to Issuer
Employee Stock Purchase Option
2017-11-16−40,850→ 0 totalExercise: $31.40→ Common Stock, $1 2/3 Par Value (40,850 underlying) - Disposition to Issuer
Restricted Share Right
2017-11-15−5,085.792→ 0 total→ Common Stock, $1 2/3 Par Value (5,085.792 underlying) - Disposition to Issuer
Employee Stock Purchase Option
2017-11-16−20,566→ 0 totalExercise: $13.05→ Common Stock, $1 2/3 Par Value (20,566 underlying)
Holdings
- 20(indirect: By Children)
Common Stock, $1 2/3 Par Value
- 92,619
Common Stock, $1 2/3 Par Value
- 11,758.213(indirect: By 401(k))
Common Stock, $1 2/3 Par Value
Footnotes (8)
- [F1]Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of October 31, 2017, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
- [F2]Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.
- [F3]These RSRs were granted on 2/23/2016 to the reporting person as part of the reporting person's 2015 annual incentive compensation award. In accordance with the terms of the award, these RSRs forfeited on 11/15/2017.
- [F4]These RSRs were granted on 2/24/2015 to the reporting person. In accordance with the terms of the award, these RSRs forfeited on 11/15/2017.
- [F5]These RSRs were granted on 2/25/2014 to the reporting person. In accordance with the terms of the award, these RSRs forfeited on 11/15/2017.
- [F6]These RSRs were granted on 2/28/2017 to the reporting person as part of the reporting person's 2016 annual incentive compensation award. In accordance with the terms of the award, these RSRs forfeited on 11/15/2017.
- [F7]The employee stock options, representing a right to purchase a total of 49,600 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/24/2010). In accordance with the terms of the award, these options expired on 11/16/2017.
- [F8]The employee stock options, representing a right to purchase a total of 40,850 shares, became exercisable in three equal annual installments beginning on the first anniversary of the date of grant (2/26/2009). In accordance with the terms of the award, these options expired on 11/16/2017.