Home/Filings/4/0001127602-17-032587
4//SEC Filing

FERRY THOMAS E 4

Accession 0001127602-17-032587

CIK 0001520744other

Filed

Nov 16, 7:00 PM ET

Accepted

Nov 17, 3:38 PM ET

Size

14.7 KB

Accession

0001127602-17-032587

Insider Transaction Report

Form 4
Period: 2017-11-17
FERRY THOMAS E
Chief Technology Officer
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-11-179,7740 total
    Exercise: $13.99Common Stock (9,774 underlying)
  • Disposition to Issuer

    Common Stock, Par Value $0.01 Per Share

    2017-11-17$18.00/sh50,383$906,8940 total
  • Disposition to Issuer

    Common Stock, Par Value $0.01 Per Share

    2017-11-17$18.00/sh866.09$15,5900 total(indirect: By 401(k))
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2017-11-173,4200 total
    Exercise: $11.31Common Stock (3,420 underlying)
Footnotes (2)
  • [F1]Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") among Lumos Networks Corp., a Delaware corporation (the "Company"), MTN Infrastructure TopCo, Inc., a Delaware corporation ("Parent"), and MTN Infrastructure BidCo, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), on November 17, 2017, Merger Sub merged with and into the Company, with the Company surviving as a wholly-owned subsidiary of Parent (the "Merger"). Immediately prior to the effective time of the Merger, shares of Company restricted stock automatically vested and the restrictions thereon lapsed. This represents shares disposed of pursuant to the Merger Agreement and related transactions upon completion of the Merger. These dispositions are exempt under Rule 16b-3(e).
  • [F2]Immediately prior to the effective time of the Merger, each option to purchase shares of Company common stock that was then outstanding automatically vested and was cancelled and entitled the option holder to receive an amount in cash equal to the product of (i) the total number of shares of Company common stock subject to the option and (ii) the amount, if any, by which the $18.00 merger consideration exceeded the applicable exercise price per share of Company common stock underlying the option (less any applicable withholding taxes).

Issuer

Lumos Networks Corp.

CIK 0001520744

Entity typeother

Related Parties

1
  • filerCIK 0001663467

Filing Metadata

Form type
4
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 3:38 PM ET
Size
14.7 KB