STARBUCKS CORP·4

Nov 17, 7:20 PM ET

SCHULTZ HOWARD D 4

4 · STARBUCKS CORP · Filed Nov 17, 2017

Insider Transaction Report

Form 4
Period: 2017-11-15
SCHULTZ HOWARD D
Directorchairman, president and ceo
Transactions
  • Sale

    Common Stock

    2017-11-16$57.05/sh784,050$44,730,44529,872,564 total
  • Exercise/Conversion

    Common Stock

    2017-11-16$11.44/sh+784,050$8,965,61230,656,614 total
  • Award

    Non-qualified Stock Option (Right to Buy)

    2017-11-15+699,677699,677 total
    Exercise: $56.70Exp: 2027-11-15Common Stock (699,677 underlying)
  • Exercise/Conversion

    Non-qualified Stock Option (Right to Buy)

    2017-11-16784,0500 total
    Exercise: $11.44Exp: 2017-11-19Common Stock (784,050 underlying)
Holdings
  • Common Stock

    (indirect: By Spouse)
    2,000,000
  • Common Stock

    (indirect: by GRAT)
    1,060,000
  • Common Stock

    (indirect: by GRAT)
    2,000,000
  • Common Stock

    (indirect: By LLC)
    550,181
  • Common Stock

    (indirect: By Spouse)
    1,060,000
Footnotes (3)
  • [F1]This transaction was executed in multiple trades at prices ranging from $57.03 to $57.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  • [F2]The option, representing the right to buy a total of 1,374,226 shares, became exercisable in one increment of 343,558 shares on November 19, 2008, and three increments of 343,556 shares each on November 19, 2009, November 19, 2010 and November 19, 2011. The exercise price and number of shares subject to the option were adjusted in accordance with the terms of the stock option plan to reflect the 2-for-1 stock split that occurred on April 9, 2015.
  • [F3]The option, representing the right to buy a total of 699,677 shares, becomes exercisable in one increment of 174,920 shares on November 15, 2018 and three increments of 174,919 shares each on November 15, 2019, November 15, 2020 and November 15, 2021

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT