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4//SEC Filing

Nevill Trent M 4

Accession 0001127602-17-034401

CIK 0000833444other
View on SEC.govCompany Profile

Filed

Dec 10, 7:00 PM ET

Accepted

Dec 11, 5:29 PM ET

Size

11.0 KB

Accession

0001127602-17-034401

Insider Transaction Report

Form 4
Period: 2017-12-07
Johnson Controls International plcJCI
Nevill Trent M
VP & President, Asia Pacific
Transactions
  • Award

    Ordinary Shares

    2017-12-07+2,635→ 57,027 total
  • Award

    Restricted Share Units

    2017-12-07+7,904→ 23,375 total
    Exercise: $0.00→ Ordinary Shares (7,904 underlying)
  • Award

    Employee Stock Option (Right to Buy)

    2017-12-07+55,851→ 55,851 total
    Exercise: $37.36From: 2019-12-07Exp: 2027-12-07→ Ordinary Shares (55,851 underlying)
Holdings

  • Ordinary Shares

    (indirect: By Trust)
    7,926
Footnotes (6)
  • [F1]Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
  • [F2]Each restricted share unit is the economic equivalent of one ordinary share of JCI.
  • [F3]The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.
  • [F4]Reflects grant of restricted share units, which were deferred by the reporting person. Deferred restricted share units accrue dividend equivalent units and convert to cash upon vesting.
  • [F5]Vested restricted share units will be credited to the reporting person's account under the Company's Deferred Compensation Plan and will be distributed upon the reporting person's termination or retirement pursuant to the terms of such plan.
  • [F6]Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary.

Documents

1 file

Issuer

Johnson Controls International plc

CIK 0000833444

→
Entity typeother

Related Parties

1
  • filerCIK 0001670418

Filing Metadata

Form type
4
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 5:29 PM ET
Size
11.0 KB
View on SEC.gov