4//SEC Filing
O'Neill Michael John 4
Accession 0001127602-17-034588
CIK 0000004962other
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 7:14 PM ET
Size
13.6 KB
Accession
0001127602-17-034588
Insider Transaction Report
Form 4
O'Neill Michael John
EVP, Corp Affairs & Comm
Transactions
- Exercise/Conversion
Common Stock
2017-12-11$16.71/sh+8,379$140,013→ 43,730.937 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2017-12-11−43,054→ 0 totalExercise: $34.84From: 2013-10-30Exp: 2019-10-30→ Common Stock (43,054 underlying) - Exercise/Conversion
Common Stock
2017-12-11$34.84/sh+43,054$1,500,001→ 86,784.937 total - Sale
Common Stock
2017-12-11$98.85/sh−43,741$4,323,798→ 43,043.937 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2017-12-11−8,379→ 0 totalExercise: $16.71From: 2010-01-29Exp: 2019-01-29→ Common Stock (8,379 underlying)
Holdings
- 1,039.14(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reported person will retain the balance of the nets shares in accordance with the Company's retention guidelines for executive officers.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.84 to $98.90. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F3]Includes shares acquired pursuant to dividend reinvestment.
- [F4]Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
- [F5]These options become exercisable in four equal annual installments beginning on the date shown as "Date Exercisable."
Documents
Issuer
AMERICAN EXPRESS CO
CIK 0000004962
Entity typeother
Related Parties
1- filerCIK 0001621075
Filing Metadata
- Form type
- 4
- Filed
- Dec 12, 7:00 PM ET
- Accepted
- Dec 13, 7:14 PM ET
- Size
- 13.6 KB