MORELAND KENNETH V 4

Accession 0001127602-18-000980

CIK 0001113169other

View on SEC.gov Company Profile

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 12:54 PM ET

Size

51.4 KB

Accession

0001127602-18-000980

Insider Transaction Report

Form 4

Period: 2018-01-02

PRICE T ROWE GROUP INCTROW

MORELAND KENNETH V

CFO & Vice President

Transactions

Award
Common Stock
2018-01-02$105.34/sh+12.704$1,338→ 100,795.615 total
Exercise/Conversion
Common Stock
2018-01-02$60.80/sh+921$55,995→ 101,716.615 total
Exercise/Conversion
Common Stock
2018-01-02$70.29/sh+2$141→ 112,021.615 total
Tax Payment
Common Stock
2018-01-02$103.08/sh−1,937$199,666→ 110,085.615 total
Exercise/Conversion
Stock Options (Right to Buy)
2018-01-02−921→ 379 total
Exercise: $60.80From: 2013-12-10Exp: 2022-09-06→ Common Stock (921 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2018-01-02−1,179→ 2,356 total
Exercise: $77.94From: 2015-12-10Exp: 2024-02-19→ Common Stock (1,179 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2018-01-02−1,179→ 3,535 total
Exercise: $80.95From: 2016-12-09Exp: 2025-02-19→ Common Stock (1,179 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2018-01-02−1,479→ 0 total
Exercise: $67.56From: 2012-11-01Exp: 2021-02-17→ Common Stock (1,479 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2018-01-02−379→ 0 total
Exercise: $60.80From: 2013-12-10Exp: 2022-09-06→ Common Stock (379 underlying)
Exercise/Conversion
Common Stock
2018-01-02$69.67/sh+1,230$85,695→ 102,946.615 total
Exercise/Conversion
Common Stock
2018-01-02$77.94/sh+1,179$91,896→ 105,354.615 total
Exercise/Conversion
Common Stock
2018-01-02$78.44/sh+1,179$92,483→ 106,533.615 total
Exercise/Conversion
Common Stock
2018-01-02$80.95/sh+1,179$95,439→ 107,712.615 total
Exercise/Conversion
Common Stock
2018-01-02$70.92/sh+1,149$81,487→ 108,861.615 total
Exercise/Conversion
Common Stock
2018-01-02$70.29/sh+1,229$86,381→ 104,175.615 total
Exercise/Conversion
Stock Options (Right to Buy)
2018-01-02−1,300→ 0 total
Exercise: $59.07From: 2013-12-10Exp: 2022-02-23→ Common Stock (1,300 underlying)
Exercise/Conversion
Common Stock
2018-01-02$67.56/sh+1,479$99,923→ 110,340.615 total
Exercise/Conversion
Common Stock
2018-01-02$59.07/sh+1,300$76,790→ 111,640.615 total
Exercise/Conversion
Common Stock
2018-01-02$60.80/sh+379$23,043→ 112,019.615 total
Exercise/Conversion
Common Stock
2018-01-02$70.92/sh+1$71→ 112,022.615 total
Sale
Common Stock
2018-01-02$104.12/sh−8,066$839,833→ 102,019.615 total
Exercise/Conversion
Stock Options (Right to Buy)
2018-01-02−1,230→ 1,229 total
Exercise: $69.67From: 2014-12-10Exp: 2023-02-21→ Common Stock (1,230 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2018-01-02−1,229→ 1,231 total
Exercise: $70.29From: 2014-12-10Exp: 2023-09-10→ Common Stock (1,229 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2018-01-02−1,179→ 2,357 total
Exercise: $78.44From: 2015-12-10Exp: 2024-09-09→ Common Stock (1,179 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2018-01-02−1,149→ 3,451 total
Exercise: $70.92From: 2016-12-09Exp: 2025-09-10→ Common Stock (1,149 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2018-01-02−2→ 1,229 total
Exercise: $70.29From: 2014-12-10Exp: 2023-09-10→ Common Stock (2 underlying)
Exercise/Conversion
Stock Options (Right to Buy)
2018-01-02−1→ 3,450 total
Exercise: $70.92From: 2016-12-09Exp: 2025-09-10→ Common Stock (1 underlying)

Footnotes (11)

[F1]ESPP - Shares purchased pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
[F10]02/17/2011 Grant - The option vests 20% annually over a 5 year period beginning on 11/01/2012.
[F11]02/23/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.
[F2]The range of prices for this transaction were $104.11 to $104.18. Will provide upon request by the commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
[F3]09/06/2012 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2013.
[F4]02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
[F5]09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
[F6]02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
[F7]09/09/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
[F8]02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016.
[F9]09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/09/2016.

Documents

1 file

4
form4.xmlPrimary
PRIMARY DOCUMENT

Issuer

PRICE T ROWE GROUP INC

CIK 0001113169

→

Entity typeother

Related Parties

filerCIK 0001282170

Filing Metadata

Form type: 4
Filed: Jan 3, 7:00 PM ET
Accepted: Jan 4, 12:54 PM ET
Size: 51.4 KB

View on SEC.gov