4//SEC Filing
Henry Susan A 4
Accession 0001127602-18-001664
CIK 0001005817other
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 8:38 AM ET
Size
10.8 KB
Accession
0001127602-18-001664
Insider Transaction Report
Form 4
Henry Susan A
Director
Transactions
- Exercise/Conversion
Phantom Stock
2018-01-10−377.219→ 5,423.032 total→ Common Stock (377.219 underlying) - Exercise/Conversion
Common Stock
2018-01-10+517.061→ 1,778.468 total - Exercise/Conversion
Common Stock
2018-01-10+377.219→ 2,155.687 total - Exercise/Conversion
Phantom Stock
2018-01-10−517.061→ 5,800.251 total→ Common Stock (517.061 underlying)
Footnotes (2)
- [F1]Reflects the conversion of shares from a derivative security to a non-derivative security as a result of a distribution pursuant to the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation.
- [F2]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
Documents
Issuer
TOMPKINS FINANCIAL CORP
CIK 0001005817
Entity typeother
Related Parties
1- filerCIK 0001410136
Filing Metadata
- Form type
- 4
- Filed
- Jan 11, 7:00 PM ET
- Accepted
- Jan 12, 8:38 AM ET
- Size
- 10.8 KB