4//SEC Filing
YUNKER CRAIG 4
Accession 0001127602-18-001670
CIK 0001005817other
Filed
Jan 11, 7:00 PM ET
Accepted
Jan 12, 12:44 PM ET
Size
10.9 KB
Accession
0001127602-18-001670
Insider Transaction Report
Form 4
YUNKER CRAIG
Director
Transactions
- Exercise/Conversion
Common Stock
2018-01-10+1,315.682→ 20,409.126 total - Exercise/Conversion
Common Stock
2018-01-10+474.601→ 19,093.444 total - Exercise/Conversion
Phantom Stock
2018-01-10−474.601→ 8,476.814 total→ Common Stock (474.601 underlying) - Exercise/Conversion
Phantom Stock
2018-01-10−1,315.682→ 7,161.132 total→ Common Stock (1,315.682 underlying)
Footnotes (2)
- [F1]Reflects the conversion of shares from a derivative security to a non-derivative security as a result of a distribution pursuant to the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation.
- [F2]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
Documents
Issuer
TOMPKINS FINANCIAL CORP
CIK 0001005817
Entity typeother
Related Parties
1- filerCIK 0001104704
Filing Metadata
- Form type
- 4
- Filed
- Jan 11, 7:00 PM ET
- Accepted
- Jan 12, 12:44 PM ET
- Size
- 10.9 KB