Peterson James N 4
4 · BALL Corp · Filed Feb 1, 2018
Insider Transaction Report
Form 4
BALL CorpBLL
Peterson James N
VP, Marketing & Corp. Affairs
Transactions
- Exercise/Conversion
Restricted Stock Units
2018-01-31−3,144→ 46,897 total→ Common Stock (3,144 underlying) - Tax Payment
Common Stock
2018-01-31$38.28/sh−1,915$73,306→ 42,404.291 total - Exercise/Conversion
Common Stock
2018-01-31$38.28/sh+6,288$240,705→ 44,319.291 total
Holdings
- 142.152(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Common stock acquired upon the lapse of Table II performance restricted stock units, as a result of attainment of the performance criteria, based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.
- [F2]Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
- [F3]Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
- [F4]Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
- [F5]Lapse of restrictions on Performance Contingent Restricted Stock Units, as a result of attainment of the performance criteria, based on the Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.