4//SEC Filing
Bush James Peter 4
Accession 0001127602-18-004056
CIK 0000004962other
Filed
Feb 4, 7:00 PM ET
Accepted
Feb 5, 5:19 PM ET
Size
21.2 KB
Accession
0001127602-18-004056
Insider Transaction Report
Form 4
Bush James Peter
EVP, World Service
Transactions
- Exercise/Conversion
Common Stock
2018-02-01$34.84/sh+4,000$139,360→ 104,789.624 total - Sale
Common Stock
2018-02-01$98.65/sh−3,339$329,392→ 105,450.624 total - Sale
Common Stock
2018-02-01$98.63/sh−3,339$329,326→ 102,111.624 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-02-01−8,000→ 14,108 totalExercise: $34.84From: 2013-10-30Exp: 2019-10-30→ Common Stock (8,000 underlying) - Exercise/Conversion
Common Stock
2018-02-01$34.84/sh+8,000$278,720→ 100,789.624 total - Exercise/Conversion
Common Stock
2018-02-01$34.84/sh+4,000$139,360→ 108,789.624 total - Sale
Common Stock
2018-02-01$98.65/sh−6,678$658,785→ 95,433.624 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-02-01−4,000→ 6,108 totalExercise: $34.84From: 2013-10-30Exp: 2019-10-30→ Common Stock (4,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-02-01−4,000→ 10,108 totalExercise: $34.84From: 2013-10-30Exp: 2019-10-30→ Common Stock (4,000 underlying)
Holdings
- 6,914.75(indirect: By 401(k))
Common Stock
Footnotes (6)
- [F1]The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.47 to $98.83. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.42 to $98.90. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.40 to $98.90. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F5]Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
- [F6]These options became exercisable on the date shown as "Date Exercisable."
Documents
Issuer
AMERICAN EXPRESS CO
CIK 0000004962
Entity typeother
Related Parties
1- filerCIK 0001540196
Filing Metadata
- Form type
- 4
- Filed
- Feb 4, 7:00 PM ET
- Accepted
- Feb 5, 5:19 PM ET
- Size
- 21.2 KB