SMITH HARMON D 4
4 · PULTEGROUP INC/MI/ · Filed Feb 9, 2018
Insider Transaction Report
Form 4
SMITH HARMON D
Area President
Transactions
- Award
Common Stock
2018-02-07+26,264→ 324,608 total - Award
Common Stock
2018-02-07+12,717→ 302,248 total - Tax Payment
Common Stock
2018-02-07$30.46/sh−3,904$118,916→ 298,344 total
Holdings
- 6,212.57(indirect: By 401(k))
Units
Footnotes (5)
- [F1]These share were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.
- [F2]These shares are fully vested and exercisable.
- [F3]These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.
- [F4]On July 3, 2017, .070 units of the PulteGroup, Inc. Stock Fund of the PulteGroup, Inc. 401(k) Plan ("Plan") were sold to cover the fees on the Plan. On October 2, 2017, .065 units of the PulteGroup, Inc. Stock Fund of the Plan were sold to cover the fees on the Plan. On January 2, 2018, .059 units of the PulteGroup, Inc. Stock Fund of the Plan were sold to cover the fees on the Plan.
- [F5]Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represented 13,867.049 shares of PulteGroup, Inc. Common Stock held in the Fund as of February 6, 2018.