|4Feb 16, 5:59 PM ET

Abrams John R 4

4 · MKS INSTRUMENTS INC · Filed Feb 16, 2018

Insider Transaction Report

Form 4
Period: 2018-02-15
Abrams John R
Sr. VP, Global Sales
Transactions
  • Exercise/Conversion

    Common Stock

    2018-02-15+2,608.6358,156.065 total
  • Exercise/Conversion

    Restricted Stock Unit

    2018-02-151,745.04310,579.865 total
    Common Stock (1,745.043 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2018-02-152,0076,438.785 total
    Common Stock (2,007 underlying)
  • Exercise/Conversion

    Common Stock

    2018-02-15+1,419.3195,547.43 total
  • Exercise/Conversion

    Common Stock

    2018-02-15+1,47713,427.065 total
  • Award

    Restricted Stock Unit

    2018-02-15+4,725.47310,909.703 total
    Common Stock (4,725.473 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2018-02-151,7876,184.23 total
    Common Stock (1,787 underlying)
  • Exercise/Conversion

    Common Stock

    2018-02-15+1,745.0434,128.111 total
  • Exercise/Conversion

    Common Stock

    2018-02-15+2,00710,163.065 total
  • Exercise/Conversion

    Common Stock

    2018-02-15+1,78711,950.065 total
  • Tax Payment

    Common Stock

    2018-02-15$111.10/sh3,595$399,4059,832.065 total
  • Award

    Restricted Stock Unit

    2018-02-15+3,150.3158,112.1 total
    Common Stock (3,150.315 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2018-02-151,419.3198,445.785 total
    Common Stock (1,419.319 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2018-02-152,608.6357,971.23 total
    Common Stock (2,608.635 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2018-02-151,4774,961.785 total
    Common Stock (1,477 underlying)
Footnotes (10)
  • [F1]Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
  • [F10]These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
  • [F2]This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
  • [F3]These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
  • [F4]These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
  • [F5]These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day
  • [F6]These RSUs vest in three equal annual installments commencing on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
  • [F7]These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.
  • [F8]These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day
  • [F9]These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT