Blake Sarah 4
4 · AES CORP · Filed Feb 27, 2018
Insider Transaction Report
Form 4
AES CORPAES
Blake Sarah
Vice President & Controller
Transactions
- Award
Common Stock
2018-02-23$10.49/sh+4,652$48,799→ 17,906 total - Tax Payment
Common Stock
2018-02-24$10.49/sh−689$7,228→ 17,217 total
Holdings
- 1,556(indirect: By 401(k))
Common Stock
- 2,500(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Includes Restricted Stock Unit ("RSU") awards granted pursuant to The AES Corporation 2003 Long Term Compensation Plan, with each award vesting in three equal annual installments from the date of grant if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock for each RSU granted.
- [F2]Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.
- [F3]Since the last Form 4 filing on February 21, 2018, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan.