Waxenberg Daniel Jason 4
4 · Unum Group · Filed Feb 27, 2018
Insider Transaction Report
Form 4
Unum GroupUNM
Waxenberg Daniel Jason
SVP, Chief Accounting Officer
Transactions
- Tax Payment
Common Stock
2018-02-23$51.73/sh−187$9,674→ 6,018 total - Tax Payment
Common Stock
2018-02-24$51.73/sh−87$4,501→ 5,931 total - Sale
Common Stock
2018-02-26$52.36/sh−1,435$75,134→ 4,496 total - Gift
Common Stock
2018-02-27−99→ 4,397 total
Footnotes (8)
- [F1]Shares withheld to satisfy tax withholding obligation applicable to the vesting of 629.239 stock-settled RSUs (as defined in footnote (2) below).
- [F2]Includes 2,123 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 3,895 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- [F3]Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 8.333 shares of common stock under the issuer's employee stock purchase plan and 48.667 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
- [F4]Shares withheld to satisfy tax withholding obligation applicable to the vesting of 291.880 stock-settled RSUs.
- [F5]Includes 1,831 stock-settled RSUs and 4,100 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- [F6]Reflects the weighted average price for multiple sale transactions ranging in price from $52.350 per share to $52.359 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F7]Includes 1,831 stock-settled RSUs and 2,665 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- [F8]Includes 1,831 stock-settled RSUs and 2,566 shares of common stock. Fractional amounts have been rounded to the nearest whole number.