BORNMANN DAVID E 4
4 · PUBLIX SUPER MARKETS INC · Filed Apr 2, 2018
Insider Transaction Report
Form 4
BORNMANN DAVID E
Vice President
Transactions
- Sale
Common Stock
2018-03-30$41.40/sh−2,826$116,996→ 81,086 total - Award
SERP Stock
2018-03-01$41.40/sh+547.425$22,663→ 3,552.838 total(indirect: By SERP)→ Common Stock (547.425 underlying)
Holdings
- 1,600(indirect: By Children)
Common Stock
- 4,687(indirect: By Trust)
Common Stock
- 53,435.625(indirect: By ESOP)
Common Stock
- 1,995.444(indirect: By 401(k))
Common Stock
- 14,125(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c).
- [F2]Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c).
- [F3]Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan.