Hufnagel Michael E 4

Accession 0001127602-18-017855

CIK 0000859163other

View on SEC.gov Company Profile

Filed

May 16, 8:00 PM ET

Accepted

May 17, 3:13 PM ET

Size

65.1 KB

Accession

0001127602-18-017855

Insider Transaction Report

Form 4

Period: 2016-07-29

AVX CorpAVX

Hufnagel Michael E

Other

Transactions

Exercise/Conversion
Common Stock
2017-01-25$14.55/sh+1,500$21,825→ 1,500 total
Sale
Common Stock
2017-01-25$16.53/sh−1,500$24,795→ 0 total
Sale
Common Stock
2017-01-25$16.53/sh−2,000$33,060→ 0 total
Exercise/Conversion
Common Stock
2017-04-29$16.91/sh+667$11,279→ 667 total
Exercise/Conversion
Common Stock
2017-04-29$16.91/sh+800$13,528→ 1,467 total
Tax Payment
Common Stock
2017-04-29$16.91/sh−265$4,481→ 1,202 total
Sale
Common Stock
2016-07-29$13.65/sh−500$6,825→ 0 total
Exercise/Conversion
Common Stock
2016-07-29$10.90/sh+500$5,450→ 500 total
Sale
Common Stock
2017-05-01$16.90/sh−500$8,450→ 3,884 total
Exercise/Conversion
Common Stock
2017-05-01$13.32/sh+1,000$13,320→ 4,884 total
Exercise/Conversion
Common Stock
2018-04-29$14.63/sh+666$9,744→ 4,550 total
Tax Payment
Common Stock
2018-05-01$14.93/sh−367$5,479→ 5,078 total
Exercise/Conversion
Incentive Stock Option (Right to Buy)
2016-07-29−500→ 500 total
Exercise: $11.25From: 2014-04-26Exp: 2023-04-26→ Common Stock (500 underlying)
Exercise/Conversion
Incentive Stock Option (Right to Buy)
2017-01-25−1,000→ 2,000 total
Exercise: $13.32From: 2015-04-24Exp: 2024-04-24→ Common Stock (1,000 underlying)
Exercise/Conversion
Incentive Stock Option (Right to Buy)
2017-01-25−2,000→ 0 total
Exercise: $14.58From: 2012-06-24Exp: 2021-06-24→ Common Stock (2,000 underlying)
Exercise/Conversion
Performance RSU Award
2017-04-29−800→ 0 total
From: 2017-04-29→ Common Stock (800 underlying)
Exercise/Conversion
Incentive Stock Option (Right to Buy)
2017-05-01−500→ 0 total
Exercise: $11.25From: 2014-04-26Exp: 2023-04-26→ Common Stock (500 underlying)
Exercise/Conversion
Incentive Stock Option (Right to Buy)
2017-05-01−1,500→ 3,000 total
Exercise: $14.55From: 2016-04-16Exp: 2025-04-16→ Common Stock (1,500 underlying)
Exercise/Conversion
Common Stock
2017-05-01$11.25/sh+500$5,625→ 4,384 total
Sale
Common Stock
2016-07-29$13.65/sh−500$6,825→ 0 total
Sale
Common Stock
2017-01-25$16.53/sh−1,000$16,530→ 0 total
Exercise/Conversion
Common Stock
2017-01-25$14.58/sh+2,000$29,160→ 2,000 total
Award
Common Stock
2018-05-01$14.93/sh+4,000$59,720→ 9,078 total
Exercise/Conversion
Incentive Stock Option (Right to Buy)
2016-07-29−500→ 0 total
Exercise: $10.90From: 2013-05-17Exp: 2022-05-17→ Common Stock (500 underlying)
Exercise/Conversion
Common Stock
2017-05-01$14.55/sh+1,500$21,825→ 5,384 total
Sale
Common Stock
2017-05-01$16.66/sh−1,500$24,990→ 3,884 total
Award
Common Stock
2018-05-01$14.93/sh+1,800$26,874→ 6,105 total
Exercise/Conversion
Common Stock
2016-07-29$11.25/sh+500$5,625→ 500 total
Exercise/Conversion
Common Stock
2017-01-25$13.32/sh+1,000$13,320→ 1,000 total
Tax Payment
Common Stock
2017-04-29$16.91/sh−318$5,377→ 884 total
Award
Common Stock
2017-05-01$16.86/sh+3,000$50,580→ 3,884 total
Sale
Common Stock
2017-05-01$16.79/sh−1,000$16,790→ 3,884 total
Tax Payment
Common Stock
2018-04-29$14.63/sh−245$3,584→ 4,305 total
Tax Payment
Common Stock
2018-05-01$14.93/sh−660$9,854→ 5,445 total
Exercise/Conversion
Service RSU Award
2018-04-29−666→ 667 total
→ Common Stock (666 underlying)
Exercise/Conversion
Incentive Stock Option (Right to Buy)
2017-01-25−1,500→ 4,500 total
Exercise: $14.55From: 2016-04-16Exp: 2025-04-16→ Common Stock (1,500 underlying)
Exercise/Conversion
Service RSU Award
2017-04-29−667→ 1,333 total
→ Common Stock (667 underlying)
Exercise/Conversion
Incentive Stock Option (Right to Buy)
2017-05-01−1,000→ 1,000 total
Exercise: $13.32From: 2015-04-24Exp: 2024-04-24→ Common Stock (1,000 underlying)

Footnotes (3)

[F1]The restricted stock units vest annually over a three-year period. The restricted stock units each convert into common stock on a one for one basis.
[F2]The performance award is subject to meeting certain performance targets and will vest in one-year. The restricted stock units each convert into common stock on a one for one basis.
[F3]Withholding of shares for the payment of the tax liability associated with the vesting of shares of common stock

Documents

1 file

4
form4.xmlPrimary
PRIMARY DOCUMENT

Issuer

AVX Corp

CIK 0000859163

→

Entity typeother

Related Parties

filerCIK 0001674342

Filing Metadata

Form type: 4
Filed: May 16, 8:00 PM ET
Accepted: May 17, 3:13 PM ET
Size: 65.1 KB

View on SEC.gov