4//SEC Filing
Petrino Richard 4
Accession 0001127602-18-018786
CIK 0000004962other
Filed
May 23, 8:00 PM ET
Accepted
May 24, 4:36 PM ET
Size
11.4 KB
Accession
0001127602-18-018786
Insider Transaction Report
Form 4
Petrino Richard
EVP - Corporate Controller
Transactions
- Exercise/Conversion
Common Stock
2018-05-22$49.23/sh+8,126$400,043→ 16,198 total - Sale
Common Stock
2018-05-22$102.89/sh−8,126$836,084→ 8,072 total - Sale
Common Stock
2018-05-22$102.90/sh−1,754$180,487→ 6,318 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2018-05-22−8,126→ 0 totalExercise: $49.23From: 2013-01-24Exp: 2022-01-24→ Common Stock (8,126 underlying)
Holdings
- 340(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 100% of the net shares acquired from this exercise.
- [F2]The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.90 to $102.91. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F4]Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
- [F5]These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."
Documents
Issuer
AMERICAN EXPRESS CO
CIK 0000004962
Entity typeother
Related Parties
1- filerCIK 0001736600
Filing Metadata
- Form type
- 4
- Filed
- May 23, 8:00 PM ET
- Accepted
- May 24, 4:36 PM ET
- Size
- 11.4 KB