Williams Simon 4
4 · LendingClub Corp · Filed Jun 26, 2018
Insider Transaction Report
Form 4
Williams Simon
Director
Transactions
- Sale
Common Stock
2018-06-22$3.96/sh−20,000$79,142→ 8,000 total(indirect: By LLC) - Sale
Common Stock
2018-06-22$3.96/sh−30,000$118,770→ 128,389 total
Holdings
- 60,791
Common Stock
- 0
Common Stock
Footnotes (4)
- [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan.
- [F2]This transaction was executed in multiple trades during the date at prices ranging from $3.94 to $4.00. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F3]This transaction was executed in multiple trades during the date at prices ranging from $3.94 to $3.99. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F4]Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on May 31, 2018, subject to continued service through each vesting date.