4//SEC Filing
SCHULTZ HOWARD D 4
Accession 0001127602-18-021979
CIK 0000829224other
Filed
Jun 27, 8:00 PM ET
Accepted
Jun 28, 6:37 PM ET
Size
16.4 KB
Accession
0001127602-18-021979
Insider Transaction Report
Form 4
STARBUCKS CORPSBUX
SCHULTZ HOWARD D
Directorchairman, president and ceo
Transactions
- Gift
Common Stock
2017-11-30+830,000→ 31,458,282 total - Tax Payment
Common Stock
2018-06-26$50.38/sh−21,749$1,095,715→ 33,002,268 total - Gift
Common Stock
2017-11-30−575,000→ 30,883,282 total - Gift
Common Stock
2017-11-30−830,000→ 1,170,000 total(indirect: By Spouse) - Gift
Common Stock
2017-12-08+1,060,000→ 33,003,282 total - Gift
Common Stock
2017-12-08−1,060,000→ 0 total(indirect: By Spouse) - Award
Common Stock
2018-06-26+20,735→ 33,024,017 total
Holdings
- 525,181(indirect: By LLC)
Common Stock
- 1,170,000(indirect: by GRAT)
Common Stock
Footnotes (4)
- [F1]Includes 830,000 shares that were previously shown as indirectly owned through a grantor retained annuity trust (GRAT) for which the reporting person serves as the sole trustee. The shares were transferred to the reporting person on November 30, 2017 as an annuity payment that was exempt from Section 16 pursuant to Rule 16a-13.
- [F2]Includes 1,060,000 shares that were previously shown as indirectly owned through a grantor retained annuity trust (GRAT) for which the reporting person serves as the sole trustee. The shares were transferred to the reporting person on December 7, 2017 as an annuity payment in termination of the GRAT that was exempt from Section 16 pursuant to Rule 16a-13.
- [F3]Pursuant to the terms of a Retirement Agreement between the issuer and the reporting person, dated June 1, 2018, effective on June 26, 2018, (1) 31,566 shares subject to the performance-based Restricted Stock Unit ("RSU") granted on November 15, 2017 were deemed earned and vested and (2) 30,945 shares previously reported as part of the 83,553 shares earned pursuant to the performance-based RSU granted on November 16, 2015 (the "November 2015 Grant"), of which 41,777 shares vested on November 16, 2017 and 41,776 were scheduled to vest on November 16, 2018, became vested. The number shown includes the forfeiture of the remaining 10,831 shares subject to the November 2015 Grant.
- [F4]Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of RSUs; not an open market transaction.
Documents
Issuer
STARBUCKS CORP
CIK 0000829224
Entity typeother
Related Parties
1- filerCIK 0000901737
Filing Metadata
- Form type
- 4
- Filed
- Jun 27, 8:00 PM ET
- Accepted
- Jun 28, 6:37 PM ET
- Size
- 16.4 KB