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4//SEC Filing

Baldock Philip Charles 4

Accession 0001127602-18-023056

CIK 0001645494other
View on SEC.govCompany Profile

Filed

Jul 9, 8:00 PM ET

Accepted

Jul 10, 8:08 PM ET

Size

19.1 KB

Accession

0001127602-18-023056

Insider Transaction Report

Form 4
Period: 2018-04-30
ARRIS International plcARRS
Baldock Philip Charles
SVP, CHIEF INFORMATION OFFICER
Transactions
  • Exercise/Conversion

    Ordinary Shares

    2018-07-06+2,788→ 12,691 total
  • Sale

    Ordinary Shares

    2018-07-09$25.47/sh−1,394$35,505→ 11,297 total
  • Exercise/Conversion

    Restricted Shares

    2018-07-06−2,788→ 8,005 total
    Exercise: $0.00From: 2020-07-07→ Ordinary Shares (2,788 underlying)
  • Other

    Ordinary Shares

    2018-04-30$23.21/sh+247$5,733→ 10,150 total
  • Tax Payment

    Restricted Shares

    2018-07-06$25.27/sh−1,215$30,703→ 10,793 total
    Exercise: $0.00From: 2020-07-07→ Ordinary Shares (1,215 underlying)
Holdings

  • Restricted Shares

    Exercise: $0.00From: 2020-01-31→ Ordinary Shares (29,960 underlying)
    29,960

  • Restricted Shares

    Exercise: $0.00From: 2012-03-29→ Ordinary Shares (11,235 underlying)
    11,235

  • Restricted Shares

    Exercise: $0.00From: 2021-01-31→ Ordinary Shares (32,930 underlying)
    32,930

  • Restricted Shares

    Exercise: $0.00From: 2019-01-31→ Ordinary Shares (32,020 underlying)
    32,020

  • Restricted Shares

    Exercise: $0.00From: 2022-03-30→ Ordinary Shares (16,465 underlying)
    16,465
Footnotes (7)
  • [F1]Represents the vested portion of a restricted stock unit grant converting to ordinary shares.
  • [F2]Shares sold subject to an existing Rule 10b5-1 Sales Plan.
  • [F3]Shares acquired through the ARRIS International plc ESPP.
  • [F4]Represents shares cash cancelled to cover payroll tax liability on vesting of previously granted restricted stock units.
  • [F5]Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested.
  • [F6]This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
  • [F7]Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level.

Documents

1 file

Issuer

ARRIS International plc

CIK 0001645494

→
Entity typeother

Related Parties

1
  • filerCIK 0001662683

Filing Metadata

Form type
4
Filed
Jul 9, 8:00 PM ET
Accepted
Jul 10, 8:08 PM ET
Size
19.1 KB
View on SEC.gov