LEVY RICHARD 4
4 · WELLS FARGO & COMPANY/MN · Filed Jul 17, 2018
Insider Transaction Report
Form 4
LEVY RICHARD
Executive VP & Controller
Transactions
- Gift
Common Stock, $1 2/3 Par Value
2018-04-13−30,000→ 818 total - Gift
Common Stock, $1 2/3 Par Value
2018-04-13+30,000→ 95,222 total(indirect: By Trust) - Tax Payment
Common Stock, $1 2/3 Par Value
2018-07-15$55.36/sh−1,264.021$69,976→ 2,217 total - Exercise/Conversion
Common Stock, $1 2/3 Par Value
2018-07-15+2,663.021→ 3,481.021 total - Exercise/Conversion
Restricted Share Right
2018-07-15−2,663.021→ 0 total→ Common Stock, $1 2/3 Par Value (2,663.021 underlying)
Holdings
- 99(indirect: By IRA)
Common Stock, $1 2/3 Par Value
- 1,971.751(indirect: By 401(k))
Common Stock, $1 2/3 Par Value
Footnotes (4)
- [F1]Number of shares represents a Restricted Share Right ("RSR") vesting on 7/15/2018. Original grant date was 6/24/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
- [F2]Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of June 30, 2018, as if investable cash equivalents held by the Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
- [F3]Each RSR represents a contingent right to receive one share of Company common stock.
- [F4]These RSRs vest in four installments: one-fourth on 7/15/2015, 7/15/2016, 7/15/2017, and 7/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.