Hardison Hope A. 4
4 · WELLS FARGO & COMPANY/MN · Filed Jul 24, 2018
Insider Transaction Report
Form 4
Hardison Hope A.
Executive Vice President
Transactions
- Exercise/Conversion
Restricted Share Right
2018-07-22−1,632.932→ 0 total→ Common Stock, $1 2/3 Par Value (1,632.932 underlying) - Gift
Common Stock, $1 2/3 Par Value
2018-05-01−2,375→ 130,557 total(indirect: By Trust) - Tax Payment
Common Stock, $1 2/3 Par Value
2018-07-22$56.41/sh−809.932$45,688→ 932.408 total - Exercise/Conversion
Common Stock, $1 2/3 Par Value
2018-07-22+1,632.932→ 1,742.34 total - Gift
Common Stock, $1 2/3 Par Value
2018-04-04−30,731→ 109.408 total - Gift
Common Stock, $1 2/3 Par Value
2018-04-04+30,731→ 132,932 total(indirect: By Trust)
Holdings
- 12,968.306(indirect: By 401(k))
Common Stock, $1 2/3 Par Value
Footnotes (4)
- [F1]Number of shares represents a Restricted Share Right ("RSR") vesting on 7/22/2018. Original grant date was 7/22/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
- [F2]Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of June 30, 2018, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
- [F3]Each RSR represents a contingent right to receive one share of Company common stock.
- [F4]These RSRs vest in four installments: one-fourth on 7/22/2015, 7/22/2016, 7/22/2017, and 7/22/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.