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4//SEC Filing

Sun Riu 4

Accession 0001127602-18-032691

CIK 0001673358other

View on SEC.gov Company Profile

Filed

Nov 12, 7:00 PM ET

Accepted

Nov 13, 6:29 AM ET

Size

19.2 KB

Accession

0001127602-18-032691

Insider Transaction Report

Form 4

Period: 2018-11-12

Yum China Holdings, Inc.YUMC

Chief Growth Officer

Transactions

Exercise/Conversion
Common Stock
2018-11-12$26.64/sh+9,942$264,855→ 9,942 total
Exercise/Conversion
Common Stock
2018-11-12$26.56/sh+9,314$247,380→ 15,183 total
Exercise/Conversion
Stock Appreciation Right
2018-11-12−9,942→ 4,971 total
Exercise: $26.64Exp: 2025-07-16→ Common Stock (9,942 underlying)
Disposition to Issuer
Common Stock
2018-11-12$36.50/sh−7,257$264,881→ 2,685 total
Disposition to Issuer
Common Stock
2018-11-12$36.50/sh−9,027$329,486→ 5,869 total
Disposition to Issuer
Common Stock
2018-11-12$36.50/sh−6,778$247,397→ 8,405 total
Sale
Common Stock
2018-11-12$36.50/sh−8,405$306,783→ 0 total
Exercise/Conversion
Stock Appreciation Right
2018-11-12−12,211→ 12,212 total
Exercise: $26.98Exp: 2026-11-11→ Common Stock (12,211 underlying)
Exercise/Conversion
Common Stock
2018-11-12$26.98/sh+12,211$329,453→ 14,896 total
Exercise/Conversion
Stock Appreciation Right
2018-11-12−9,314→ 27,944 total
Exercise: $26.56Exp: 2027-02-10→ Common Stock (9,314 underlying)

Footnotes (2)

[F1]Vesting occurs 25% per year beginning one year from 7/16/2015.
[F2]Vesting occurs 25% per year beginning one year from grant date.

Documents

1 file

4
form4.xmlPrimary
PRIMARY DOCUMENT

Issuer

Yum China Holdings, Inc.

CIK 0001673358

Entity typeother

Related Parties

1

filerCIK 0001685859

Filing Metadata

Form type: 4
Filed: Nov 12, 7:00 PM ET
Accepted: Nov 13, 6:29 AM ET
Size: 19.2 KB

View on SEC.gov