Schumann Anne T. 4
4 · ASHLAND GLOBAL HOLDINGS INC · Filed Nov 20, 2018
Insider Transaction Report
Form 4
Schumann Anne T.
Vice President
Transactions
- Exercise/Conversion
Common Stock
2018-11-16$82.30/sh+483$39,751→ 14,157 total - Exercise/Conversion
Common Stock
2018-11-19$80.32/sh+570$45,782→ 12,350 total - Tax Payment
Common Stock
2018-11-19$80.32/sh−427$34,297→ 13,317 total - Exercise/Conversion
Restricted Stock Units
2018-11-19−1,036→ 4,700 total→ Common Stock (1,036 underlying) - Tax Payment
Common Stock
2018-11-16$82.30/sh−133$10,946→ 14,024 total - Tax Payment
Common Stock
2018-11-19$80.32/sh−204$16,385→ 12,146 total - Exercise/Conversion
Common Stock
2018-11-19$80.32/sh+1,036$83,212→ 13,182 total - Exercise/Conversion
Restricted Stock Units
2018-11-16−483→ 6,306 total→ Common Stock (483 underlying) - Exercise/Conversion
Restricted Stock Units
2018-11-19−1,003→ 3,697 total→ Common Stock (1,003 underlying) - Tax Payment
Common Stock
2018-11-19$80.32/sh−2,244$180,238→ 11,780 total - Tax Payment
Common Stock
2018-11-19$80.32/sh−441$35,421→ 12,741 total - Exercise/Conversion
Common Stock
2018-11-19$80.32/sh+1,003$80,561→ 13,744 total - Exercise/Conversion
Restricted Stock Units
2018-11-19−570→ 5,736 total→ Common Stock (570 underlying)
Holdings
- 1,332(indirect: By 401(k))
Common Stock
Footnotes (11)
- [F1]Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 8 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- [F10]One third of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units at target and vests three years from the original grant date of 11/18/2015.
- [F11]Two thirds of the Reporting Persons 2016-2018 performance units converted to time-based stock-settled Restricted Stock Units based on performance of the 2016-2018 LTIP Plan and vests three years from the original grant date of 11/18/2015.
- [F2]Payment of tax liability by withholding securities incident to the vesting of Restricted Common Stock, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- [F3]Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 9 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- [F4]Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 10 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- [F5]Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units referenced in footnote 11 below, acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3.
- [F6]Based on Employee Savings Plan information as of October 31, 2018, the latest date for which such information is reasonably available.
- [F7]Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
- [F8]Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
- [F9]Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.