FRANKLIN RESOURCES INC·4

Nov 27, 5:52 PM ET

JOHNSON RUPERT H JR 4

4 · FRANKLIN RESOURCES INC · Filed Nov 27, 2018

Insider Transaction Report

Form 4
Period: 2018-11-23
JOHNSON RUPERT H JR
DirectorVice Chairman10% Owner
Transactions
  • Sale

    Common Stock, par value $.10

    2018-11-23$32.42/sh323,000$10,471,660103,653,045 total
  • Sale

    Common Stock, par value $.10

    2018-11-23$32.42/sh193,000$6,257,060563,735 total(indirect: By IRA)
Holdings
  • Common Stock, par value $.10

    (indirect: By Spouse)
    10,116
  • Common Stock, par value $.10

    (indirect: By 401(k))
    24,553.681
Footnotes (3)
  • [F1]Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 12, 2018.
  • [F2]On December 5, 2017, pursuant to a required minimum distribution from the Franklin Templeton 401(k) Retirement Plan, the Reporting Person's plan balance was reduced by 925.9910 shares on such date per such required withdrawal.
  • [F3]Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.

Documents

2 files
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT

  • EX-24

    POWER OF ATTORNEY (PUBLIC): POWER OF ATTORNEY