Johnson Controls International plc·4

Dec 10, 6:11 PM ET

Walicki Joseph A 4

4 · Johnson Controls International plc · Filed Dec 10, 2018

Insider Transaction Report

Form 4
Period: 2018-12-06
Walicki Joseph A
Vice President & President, PS
Transactions
  • Tax Payment

    Ordinary Shares

    2018-12-07$32.66/sh2,841$92,787183,147 total
  • Award

    Employee Stock Option (Right to Buy)

    2018-12-06$33.39/sh+118,345$3,951,540118,345 total
    Exercise: $33.39From: 2020-12-06Exp: 2028-12-06Ordinary Shares (118,345 underlying)
  • Award

    Ordinary Shares

    2018-12-06+19,706185,988 total
Holdings
  • Ordinary Shares

    (indirect: By Trust)
    4,474
Footnotes (4)
  • [F1]Reflects grant of restricted share units. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
  • [F2]Each restricted share unit is the economic equivalent of one ordinary share of JCI.
  • [F3]The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.
  • [F4]Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT