LEWIS KENNETH A 4
4 · FRANKLIN RESOURCES INC · Filed Dec 12, 2018
Insider Transaction Report
Form 4
LEWIS KENNETH A
EVP and CFO
Transactions
- Award
Common Stock, par value $.10
2018-12-10+3,624→ 152,073.517 total
Holdings
- 17,678(indirect: By Trust)
Common Stock, par value $.10
Footnotes (4)
- [F1]On November 3, 2015, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On December 10, 2018, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2018 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 20, 2018.
- [F2]Not applicable.
- [F3]Of the amount of securities beneficially owned, 36,681 shares represent unvested restricted stock awards (which excludes the unvested restricted stock unites scheduled to vest on December 20, 2018 as reported in Footnote 3).
- [F4]Revocable family trust for which Reporting Person and spouse are co-trustees with shared voting and investment power.