Home/Filings/4/0001127602-18-037358
4//SEC Filing

Hoppe Mark A 4

Accession 0001127602-18-037358

CIK 0001139812other

Filed

Dec 25, 7:00 PM ET

Accepted

Dec 26, 8:31 PM ET

Size

36.2 KB

Accession

0001127602-18-037358

Insider Transaction Report

Form 4
Period: 2018-12-21
Transactions
  • Exercise/Conversion

    Common Stock

    2018-12-21$37.98/sh+471$17,889141,589 total
  • Exercise/Conversion

    Common Stock

    2018-12-21$37.98/sh+878$33,346142,467 total
  • Exercise/Conversion

    Restricted Stock Units

    2018-12-212,9110 total
    Exercise: $0.00Common Stock (2,911 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2018-12-212,7002,700 total
    Exercise: $0.00Common Stock (2,700 underlying)
  • Exercise/Conversion

    Common Stock

    2018-12-21$37.98/sh+1,993$75,694141,118 total
  • Tax Payment

    Common Stock

    2018-12-21$37.98/sh3,968$150,705138,499 total
  • Exercise/Conversion

    Restricted Stock Units

    2018-12-214710 total
    Exercise: $0.00Common Stock (471 underlying)
  • Exercise/Conversion

    Common Stock

    2018-12-21$37.98/sh+2,700$102,546139,125 total
  • Exercise/Conversion

    Restricted Stock Units

    2018-12-211,9933,984 total
    Exercise: $0.00Common Stock (1,993 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2018-12-218782,633 total
    Exercise: $0.00Common Stock (878 underlying)
  • Exercise/Conversion

    Common Stock

    2018-12-21$37.98/sh+2,911$110,560136,425 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    93,677
  • Stock Option (Right to Buy)

    Exercise: $30.33From: 2017-02-24Exp: 2026-02-24Common Stock (11,852 underlying)
    11,852
  • Stock Option (Right to Buy)

    Exercise: $45.67Common Stock (9,539 underlying)
    9,539
  • Stock Option (Right to Buy)

    Exercise: $41.01Common Stock (3,735 underlying)
    3,735
  • Common Stock

    (indirect: By Deferred Comp Plan)
    8,954
  • Common Stock

    (indirect: By IRA)
    48,927
  • Stock Option (Right to Buy)

    Exercise: $31.26From: 2016-02-25Exp: 2025-02-25Common Stock (11,207 underlying)
    11,207
  • Performance Share Units

    Exercise: $0.00Common Stock (13,501 underlying)
    13,501
  • Performance Share Units

    Exercise: $0.00Common Stock (9,963 underlying)
    9,963
  • Performance Share Units

    Exercise: $0.00Common Stock (4,389 underlying)
    4,389
Footnotes (13)
  • [F1]Transaction represents the settlement of restricted stock units.
  • [F10]Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
  • [F11]Performance based vesting
  • [F12]Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018).
  • [F13]Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 28, 2019).
  • [F2]Transaction represents withholding of shares to satisfy tax withholding obligation upon settlement of restricted stock units.
  • [F3]Represents approximate equivalent number of shares of the Issuer's common stock held in the reporting person's account under the Issuer's Stock Deferred Compensation Plan, based on the most recent plan account statement. The approximate equivalent number of shares is equal to the dollar value of the reporting person's plan account divided by the closing price of the Issuer's common stock. As a result, the equivalent number of shares will fluctuate with changes in the market price of the Issuer's common stock.
  • [F4]Shares held jointly by Mr. Hoppe and his spouse.
  • [F5]Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock.
  • [F6]Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The remaining restricted stock units are scheduled to vest on February 24, 2020.
  • [F7]Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The remaining restricted stock units are scheduled to vest in one-half annual increments beginning February 22, 2020.
  • [F8]Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The remaining restricted stock units are scheduled to vest in one-third annual increments beginning February 28, 2020.
  • [F9]Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).

Issuer

MB FINANCIAL INC /MD

CIK 0001139812

Entity typeother

Related Parties

1
  • filerCIK 0001425985

Filing Metadata

Form type
4
Filed
Dec 25, 7:00 PM ET
Accepted
Dec 26, 8:31 PM ET
Size
36.2 KB