Fowler John C 4
4 · Quad/Graphics, Inc. · Filed Jan 4, 2019
Insider Transaction Report
Form 4
Fowler John C
Executive VP and CFO
Transactions
- Sale
Class A Common Stock
2017-11-20$21.77/sh−10,908$237,421→ 102,833 total(indirect: By Trust) - Sale
Class A Common Stock
2017-11-22$21.83/sh−56,569$1,234,737→ 46,264 total(indirect: By Trust) - Sale
Class A Common Stock
2017-11-28$21.88/sh−24,039$525,913→ 22,225 total(indirect: By Trust) - Sale
Class A Common Stock
2017-11-29$21.86/sh−22,225$485,921→ 0 total(indirect: By Trust) - Award
Class A Common Stock
2019-01-01+9,058→ 118,878 total
Holdings
- 1,125(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (1,125 underlying) - 1,125(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (1,125 underlying) - 1,125(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (1,125 underlying) - 30,000
Stock Options (Right to Buy)
Exercise: $29.37Exp: 2019-01-31→ Class A Common Stock (30,000 underlying) - 34,218
Stock Options (Right to Buy)
Exercise: $41.26Exp: 2020-12-31→ Class A Common Stock (34,218 underlying)
Footnotes (8)
- [F1]As Trustee for the HRQ 2010 Trust. The reporting person is a trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F2]Includes 9,058 shares attributable to deferred stock units granted under the Quad/Graphics, Inc. 2010 Omnibus Incentive Plan that will be delivered to the reporting person on the earlier of January 1, 2021 or the reporting person's separation from service. Any dividend or other distribution paid with respect to class A common stock underlying the deferred stock units shall accrue and be converted into additional deferred stock units based on the closing price of class A common stock on any such dividend date.
- [F3]Includes 175 additional deferred stock units resulting from the payment of dividends on the Class A Common Stock underlying deferred stock units previously granted
- [F4]Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.
- [F5]As Trustee for the Harry Virgil Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F6]As Trustee for the Isabella Marion Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F7]As Trustee for the Kaitlin Mary Flores 2017 Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- [F8]All options are fully vested and currently exercisable.