YUNKER CRAIG 4
4 · TOMPKINS FINANCIAL CORP · Filed Jan 15, 2019
Insider Transaction Report
Form 4
YUNKER CRAIG
Director
Transactions
- Exercise/Conversion
Phantom Stock
2019-01-11−1,347.132→ 5,985.179 total→ Common Stock (1,347.132 underlying) - Exercise/Conversion
Common Stock
2019-01-11+485.947→ 22,730.057 total - Exercise/Conversion
Common Stock
2019-01-11+1,347.132→ 22,244.11 total - Exercise/Conversion
Phantom Stock
2019-01-11−485.947→ 5,499.232 total→ Common Stock (485.947 underlying)
Footnotes (2)
- [F1]Reflects the conversion of shares from a derivative security to a non-derivative security as a result of a distribution pursuant to the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation.
- [F2]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.