AMERICAN EXPRESS CO·4

Jan 29, 6:10 PM ET

O'Neill Michael John 4

4 · AMERICAN EXPRESS CO · Filed Jan 29, 2019

Insider Transaction Report

Form 4
Period: 2019-01-26
O'Neill Michael John
EVP, Corp Affairs & Comm
Transactions
  • Tax Payment

    Common Stock

    2019-01-26$100.77/sh4,417$445,10154,091.56 total
  • Award

    Employee Stock Option (Right to Buy)

    2019-01-26+11,01811,018 total
    Exercise: $55.09From: 2019-01-26Exp: 2026-01-26Common Stock (11,018 underlying)
  • Award

    Common Stock

    2019-01-26$100.77/sh+11,018$1,110,28458,508.56 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    1,054.19
Footnotes (5)
  • [F1]Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2016 and have vested based on the Company's 2016-18 return on average equity performance.
  • [F2]The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
  • [F3]Includes shares acquired pursuant to dividend reinvestment.
  • [F4]Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
  • [F5]The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2016. These options became exercisable on January 26, 2019 based on the Company's positive cumulative net income over the three year performance period.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT