PHILLIPS DAVID P 5
5 · PUBLIX SUPER MARKETS INC · Filed Jan 30, 2019
Insider Transaction Report
Form 5
PHILLIPS DAVID P
Chief Financial Officer
Transactions
- Other
Common Stock
2018-02-01$36.85/sh−7,000$257,950→ 0 total(indirect: By Children) - Award
SERP Stock
2018-03-01$41.40/sh+1,762.085$72,950→ 12,736.698 total(indirect: By SERP)→ Common Stock (1,762.085 underlying)
Holdings
- 17,025(indirect: By IRA)
Common Stock
- 2,019.9(indirect: By 401(k))
Common Stock
- 162,878
Common Stock
- 7,000(indirect: By Children)
Common Stock
- 114,629(indirect: By Trust)
Common Stock
- 67,635.345(indirect: By ESOP)
Common Stock
Footnotes (4)
- [F1]The reporting person no longer has a reportable beneficial interest in these shares owned by his child and included in the reporting person's prior ownership reports.
- [F2]Acquired under the Publix Super Markets, Inc. Employee Stock Ownership Plan. Transaction exempt under rule 16b-3(c).
- [F3]Acquired under the Publix Super Markets, Inc. 401(k) SMART Plan. Transaction exempt under rule 16b-3(c).
- [F4]Each share of SERP stock is the economic equivalent of one share of common stock. The shares of SERP stock become payable in common stock upon the reporting person's termination of employment in accordance with the Publix Super Markets, Inc. Supplemental Executive Retirement Plan.