Bauman James L 4
4 · 3M CO · Filed Feb 7, 2019
Insider Transaction Report
Form 4
3M COMMM
Bauman James L
Vice President
Transactions
- Award
Common Stock
2019-02-05+6,828.905→ 24,578.648 total - Tax Payment
Common Stock
2019-02-05−175.8→ 24,402.848 total - Award
Incentive Stock Option (Right to Buy)
2019-02-05+33,172→ 33,172 totalExercise: $201.12From: 2020-02-05Exp: 2029-02-04→ Common Stock (33,172 underlying)
Holdings
- 195(indirect: By Daughter)
Common Stock
Footnotes (3)
- [F1]Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2016. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to these shares until they are issued. The number of shares withheld for FICA taxes was estimated and will be revised by amendment, if necessary.
- [F2]Includes shares acquired under 3M's General Employee Stock Purchase Plan.
- [F3]The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.