4//SEC Filing
Docter Judith M 4
Accession 0001127602-19-004675
CIK 0000007789other
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 8:55 PM ET
Size
12.1 KB
Accession
0001127602-19-004675
Insider Transaction Report
Form 4
Docter Judith M
Executive Vice President
Transactions
- Disposition to Issuer
Common Stock $0.01 Par Value
2019-02-05−2,394→ 27,255.71 total - Award
Non-qualified Stock Option (Right to Buy)
2019-02-05$22.01/sh+22,841$502,730→ 22,841 totalExercise: $22.01Exp: 2029-02-05→ Common Stock $0.01 Par Value (22,841 underlying) - Award
Phantom Stock Unit
2019-02-05+14,224→ 14,224 total→ Common Stock $0.01 Par Value (14,224 underlying) - Award
Common Stock $0.01 Par Value
2019-02-05+6,122→ 33,377.71 total
Holdings
- 9,205(indirect: By 401(k))
Common Stock $0.01 Par Value
Footnotes (6)
- [F1]"Stock units" awarded under Deferred Compensation Plan. Upon the vesting of restricted stock units granted to the Insider on 2/1/2016, the person deferred the receipt of 14,224 shares of common stock and received instead 14,224 shares of phantom stock units under the Deferred Compensation Plan. The portion of the restricted stock units that were time-based reported as common stock on Table I on the date of grant. As a result, the Insider is reporting the disposition of such previously reported shares of common stock in exchange for an equal number of shares of phantom stock units.
- [F2]Includes 6,122 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020.
- [F3]Option vests in four equal annual installments beginning on February 8, 2020.
- [F4]Each share of phantom stock represents a right to receive one share of common stock, or at Associated Banc-Corp's election, the cash value thereof.
- [F5]Stock units are 100% vested at the time of the acquisition.
- [F6]Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file.
Documents
Issuer
ASSOCIATED BANC-CORP
CIK 0000007789
Entity typeother
Related Parties
1- filerCIK 0001344171
Filing Metadata
- Form type
- 4
- Filed
- Feb 6, 7:00 PM ET
- Accepted
- Feb 7, 8:55 PM ET
- Size
- 12.1 KB