Docter Judith M 4

4 · ASSOCIATED BANC-CORP · Filed Feb 7, 2019

Form 4

Period: 2019-02-05

Executive Vice President

Transactions

Disposition to Issuer
Common Stock $0.01 Par Value
2019-02-05−2,394→ 27,255.71 total
Award
Non-qualified Stock Option (Right to Buy)
2019-02-05$22.01/sh+22,841$502,730→ 22,841 total
Exercise: $22.01Exp: 2029-02-05→ Common Stock $0.01 Par Value (22,841 underlying)
Award
Phantom Stock Unit
2019-02-05+14,224→ 14,224 total
→ Common Stock $0.01 Par Value (14,224 underlying)
Award
Common Stock $0.01 Par Value
2019-02-05+6,122→ 33,377.71 total

Holdings

Footnotes (6)

[F1]"Stock units" awarded under Deferred Compensation Plan. Upon the vesting of restricted stock units granted to the Insider on 2/1/2016, the person deferred the receipt of 14,224 shares of common stock and received instead 14,224 shares of phantom stock units under the Deferred Compensation Plan. The portion of the restricted stock units that were time-based reported as common stock on Table I on the date of grant. As a result, the Insider is reporting the disposition of such previously reported shares of common stock in exchange for an equal number of shares of phantom stock units.
[F2]Includes 6,122 shares Time-based RSAs ("TRSAs") granted in 2019, which will vest in four equal annual installments beginning on February 8, 2020.
[F3]Option vests in four equal annual installments beginning on February 8, 2020.
[F4]Each share of phantom stock represents a right to receive one share of common stock, or at Associated Banc-Corp's election, the cash value thereof.
[F5]Stock units are 100% vested at the time of the acquisition.
[F6]Phantom stock units will remain in the Insider's Stock Plan Services plan until separation and be distributed pursuant to the Insider's distribution election on file.

Documents

1 file