Horn J Scott 4

4 · POLYONE CORP · Filed Feb 13, 2019

Form 4

Period: 2019-02-10

SVP, President Distribution

Transactions

Award
Restricted Stock Units
2019-02-11+3,700→ 3,700 total
From: 2022-02-11Exp: 2022-02-11→ Common Stock (3,700 underlying)
Exercise/Conversion
Common Stock
2019-02-10+1,090→ 11,420 total
Tax Payment
Common Stock
2019-02-11$31.49/sh−394$12,407→ 11,026 total
Exercise/Conversion
Restricted Stock Units
2019-02-10−1,090→ 0 total
From: 2019-02-10Exp: 2019-02-10→ Common Stock (1,090 underlying)
Award
Stock Appreciation Rights
2019-02-11+11,500→ 11,500 total
Exercise: $31.54Exp: 2029-02-11→ Common Stock (11,500 underlying)

Footnotes (4)

[F1]As the vesting date fell on a weekend, the vesting transaction was executed on the following business day, February 11, 2019.
[F2]Each restricted stock unit represents a contingent right to receive one share of PolyOne common stock.
[F3]Includes dividend equivalents earned with respect to the vested restricted stock units.
[F4]SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $31.54 per share and no more than one-third of the grant can vest per year during the first three years.

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