Kaczmarek Walter Theodore 4
4 · HERITAGE COMMERCE CORP · Filed Feb 13, 2019
Insider Transaction Report
Form 4
Kaczmarek Walter Theodore
DirectorCEO and President
Transactions
- Sale
Common Stock, No Par Value
2019-02-12$13.50/sh−40,500$546,705→ 74,427 total
Holdings
- 41,000(indirect: By IRA)
Common Stock, No Par Value
- 15,000
Standard Employee Option - NSO
Exercise: $8.07From: 2014-02-27Exp: 2024-02-27→ Common Stock, No Par Value (15,000 underlying)
Footnotes (1)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.4200 to $13.6100, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.